Regulatory Information

Important Regulatory Information From NCM:

Please read this section which contains the legal and regulatory restrictions which apply to any investment in our products or services referred to in this website.

The information contained in this site has been compiled with considerable care to ensure its accuracy at the date of publication. However, no representation or warranty, express or implied, is made to its accuracy or completeness. Nothing in this information or elsewhere in this website shall exclude, limit or restrict our duties and liabilities to you under the Financial Services and Markets Act 2000 or any conduct of business rules with which we are bound to comply. Any research or analysis contained in this website has been procured by NCM for its own use and may be acted on in that connection. It is provided to you only incidentally, and any opinions expressed are subject to change without notice.

The information on this website does not in any way constitute investment, tax, legal or other advice. If you are in any doubt about any of the information on this website please consult your financial or other professional adviser.

NCM Fund Services and NCM Depositary Services are authorised and regulated by the Financial Conduct Authority. The ultimate parent is Chaplin Finance Limited.

The companies are entered on the Financial Conduct Authority's register. NCM Fund Services: company number SC166074 and FCA number 183732. NCM Depositary Services: company number SC453235 and FCA number 605659.

You can access the Financial Services Conduct’s register on the FCA website for more information.

 

Anti-money laundering

The anti-money laundering legislation requires us to carry out identity verification checks on our clients. If we cannot adequately verify you or your client's identification in accordance with the legislation, we reserve the right to refuse to act.

Unless otherwise stated, all information stated above relates to the situation as at May 2013.

If you would like further information on the Financial Conduct Authority, you can access the FCA website here.