Fund creation & operational compliance

Fund creation & operational compliance

What our clients say

I have been thoroughly impressed with NCM and would highly recommend them. Kathleen and her team have been highly professional, ensuring compliance needs are met in a real business environment.

Principal, Issuer of number for property bonds

NCM were invaluable at the outset of our fund allowing us to get up and running whilst waiting for our own regulatory cover. We are very pleased with the exceptional levels of services and consistency of team.

Manager, £40m PE fund

We are an FCA authorised operator of unregulated collective investment schemes (often referred to as ‘UCIS’) covering every aspect of regulated fund operations and regulatory compliance throughout the fund lifecycle. We provide a bespoke lifecycle service guiding through the process of fund establishment to wind up of the fund.

 

  • Leading you through fund establishment, ensuring the best commercial and tax efficient structure is in place, supporting new fund managers 
  • Handling correspondence and meetings with investors
  • FCA regulated operator function and ensuring all regulatory compliance throughout the lifecycle of the fund until wind-up 
  • Maintaining investor registers
  • Approval of investor marketing materials 
  • Processing investor application forms and carrying out anti-crime procedures
  • Coordination with the fund manager
  • CRS/FATCA services

What our clients say

I have been thoroughly impressed with NCM and would highly recommend them. Kathleen and her team have been highly professional, ensuring compliance needs are met in a real business environment.

Principal, Issuer of number for property bonds

NCM were invaluable at the outset of our fund allowing us to get up and running whilst waiting for our own regulatory cover. We are very pleased with the exceptional levels of services and consistency of team.

Manager, £40m PE fund