Fund creation & operational compliance

Fund creation & operational compliance

What our clients say

The team have been highly professional, efficient and helpful ensuring compliance needs are met in a real business environment. I have also found their reputation for integrity and diligence a great benefit in encouraging new investors. We will be using them for all future projects.

Principal, Issuer of number for property bonds

NCM were invaluable at the outset of our fund. They dealt with all regulatory matters and administration allowing us to get on with doing deals. They cover all our back office activities and look after the various entries within the group allowing us, as a small team, to focus our energies on making returns for investors. They have continued to act as administrators on our first fund and now also look after our second fund and we are very pleased with the exceptional levels of services and consistency of team.

Manager, £40m PE fund

As an FCA authorised operator we understand the unique lifecycle requirements of our clients' funds, and support them through fund establishment, capital raising, onboarding, regulatory authorisation and ongoing compliance and reporting.

With experienced in-house legal expertise, we work closely with our clients' advisors to ensure regulatory obligations are understood and proactively managed.

 

  • Assisting with set-up, ongoing management and winding up of a fund
  • FCA Regulated Operator Function
  • Compliance Monitoring and Reporting
  • FATCA Reporting
  • Investor correspondence, meetings and register maintenance
  • Processing of application forms and carrying out anti-money laundering checks
  • Liaison with GP/Designated Member

 

What our clients say

The team have been highly professional, efficient and helpful ensuring compliance needs are met in a real business environment. I have also found their reputation for integrity and diligence a great benefit in encouraging new investors. We will be using them for all future projects.

Principal, Issuer of number for property bonds

NCM were invaluable at the outset of our fund. They dealt with all regulatory matters and administration allowing us to get on with doing deals. They cover all our back office activities and look after the various entries within the group allowing us, as a small team, to focus our energies on making returns for investors. They have continued to act as administrators on our first fund and now also look after our second fund and we are very pleased with the exceptional levels of services and consistency of team.

Manager, £40m PE fund